Financial Services Advisory
Navigating compliance with confidence.
Our Financial Services Advisory team provides comprehensive legal support to financial institutions, corporations, and fintech companies navigating the complexities of financial regulations. We combine legal expertise with industry knowledge to deliver tailored solutions that align with your business objectives. We advise a diverse range of regulated entities, including banks, credit acquiring companies, credit servicers, investment firms, fund managers, investment funds, ASPs, crypto-asset service providers, insurers, exchanges like MTFs, payment institutions, electronic money institutions, and publicly listed entities on governance, procedures requiring regulatory approval, compliance, and ongoing regulatory obligations.
Regulatory Compliance
We assist clients in meeting regulatory requirements, including AML and KYC matters. Our team conducts compliance audits, provides guidance on implementing effective compliance programs, and represents clients in interactions with regulatory authorities.
Financial Services Advisory
We offer strategic advice to financial market participants. Our team helps clients navigate the evolving financial landscape, leverage opportunities for growth, and ensure compliance with regulatory standards.
Licensing and Authorisations
We support clients in obtaining necessary licences and authorisations to operate within the financial sector. Our team advises on regulatory requirements, prepares application documents, and liaises with regulatory bodies to secure approvals.
Policy Development
We provide legal guidance on regulatory and operational risk challenges. Our team assists in developing and implementing internal policies and procedures, particularly in areas such as Anti-Money Laundering and corporate governance, that align with industry best practices and regulatory expectations.
Enforcement and Investigations
We represent clients in regulatory enforcement actions and investigations, providing robust advocacy and strategic advice. Our team helps clients respond to regulatory inquiries, manage investigations, and resolve compliance issues effectively.
Training and Education
We offer training and education programs on financial regulations and compliance for industry professionals. Our seminars and workshops enhance understanding and ensure adherence to regulatory standards.
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